Business Compliance Consultant (Financial Services)
| Dyddiad hysbysebu: | 30 Ionawr 2026 |
|---|---|
| Oriau: | Llawn Amser |
| Dyddiad cau: | 01 Mawrth 2026 |
| Lleoliad: | Liverpool, Merseyside, l3 9sj |
| Gweithio o bell: | Ar y safle yn unig |
| Cwmni: | Search Consultancy LTD |
| Math o swydd: | Parhaol |
| Cyfeirnod swydd: | Req/677704_1769768964 |
Crynodeb
Business Compliance Consultant (Financial Services)
- Location: Liverpool City Centre
- Hours: Monday-Friday, 9am-5pm (35 hours per week)
- Contract: Permanent, Full Time
- Salary: Dependent on experience
- Essential: Level 4 Diploma in Financial Planning
Are you an experienced Financial Services professional with a Level 4 Diploma in Financial Planning and a strong knowledge of investments, pensions and UK regulation? This is an excellent opportunity to join a supportive and growing team in Liverpool City Centre, working as part of an established Business Compliance function.
These roles are ideal for applicants with backgrounds in:
- Financial Advising / Strategic Planning
- Adviser Team Management within banking
- Paraplanning
- File checking / quality assurance
- Investment & pensions compliance
- Individuals from high street banks such as HSBC, NatWest, Halifax, Santander, etc.
What a Typical Day Might Look Like:
- Reviewing the incoming queue of cases and selecting those requiring attention
- Conducting detailed case assessments and grading findings
- Providing feedback to Financial Planners
- Undertaking routine monitoring tasks
- Signing off promotional/educational materials
- Responding to internal compliance queries
- Completing AML tasks
- Listening to adviser calls for quality and compliance checking
What We're Looking For
- Level 4 Diploma in Financial Planning (Essential)
- Experience in pensions, investments and regulated advice
- Strong analytical and problem‑solving skills
- Practical file‑checking exposure (either formally or informally)
- Solid understanding of the UK regulatory landscape, including the FCA Handbook
- High attention to detail with a thorough, organised approach
- Ability to work under deadlines while remaining flexible and proactive
- Confident using MS Office and adapting to multiple systems
- A collaborative and supportive team player
What's on Offer:
- A dynamic role with genuine impact on the business's compliance framework.
- Opportunity to work with senior leadership and contribute to strategic improvements.
- Centrally located office in Liverpool with excellent transport links.
- Supportive team environment with strong focus on professional development.
- Regular staff events
- 25 days holiday
- Cycle to work scheme
- + much more!
Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age.