Financial Advisor
Posting date: | 04 June 2025 |
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Salary: | £45,000 to £65,000 per year |
Hours: | Full time |
Closing date: | 04 July 2025 |
Location: | Cardiff, Cardiff, CF10 3AF |
Remote working: | Hybrid - work remotely up to 3 days per week |
Company: | Brook Street |
Job type: | Permanent |
Job reference: | BBBH410922_1749052682 |
Summary
Role Overview
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Provide tailored investment and financial planning advice to high-net-worth individuals.
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Retain and nurture existing client relationships, ensuring ongoing satisfaction and trust.
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Convert referrals from internal departments (private client, corporate, serious injury) and external sources into new business opportunities.
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Proactively develop your client base through networking and business development activities.
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Travel to meet clients, primarily within an hour of the office, with occasional national travel.
Key Responsibilities
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Conduct in-depth reviews of clients' financial circumstances, goals, and existing provisions.
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Develop and present comprehensive financial plans covering pensions, investments, tax planning, insurance, estate planning, trusts, and inheritance tax mitigation.
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Maintain up-to-date knowledge of FCA regulations and financial legislation, ensuring all advice is compliant and in the client's best interest.
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Prepare risk analyses, financial reports, and recommendations tailored to individual client needs.
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Build and maintain strong, trust-based relationships with clients, acting with the highest ethical standards at all times.
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Engage in ongoing professional development and maintain required certifications.
Requirements
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Level 4 Diploma in Financial Planning (e.g., DipPFS via CII or equivalent through LIBF)
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Statement of Professional Standing (SPS), renewed annually with evidence of ongoing CPD (minimum 35 hours per year)
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FCA authorisation (either individually or under a regulated firm)
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Demonstrable experience advising high-net-worth clients
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Strong technical financial knowledge and analytical skills
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Excellent communication skills, with the ability to explain complex concepts clearly
Benefits
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25 days holiday plus bank holidays
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Two Corporate Social days
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Birthday day off
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Death in service cover (2x annual salary)
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Auto-enrolment pension scheme
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Hybrid working model
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Employee Assistance Programme
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Discounts at local businesses
Apply now or contact Luke at Brook Street Cardiff
Brook Street NMR is acting as an Employment Agency in relation to this vacancy.