Compliance Supervisor
| Posting date: | 11 March 2026 |
|---|---|
| Salary: | £46,000 per year |
| Hours: | Full time |
| Closing date: | 10 April 2026 |
| Location: | London |
| Remote working: | On-site only |
| Company: | Ecruit |
| Job type: | Permanent |
| Job reference: | CS Hammersmith UK-22293 |
Summary
Compliance Supervisor
Location: Hammersmith, London (office-based 4 days per week)
Salary: Up to £46,000
Benefits
• 8% NEST pension (3% employer / 5% employee)
• Support with professional development
About Capricorn
Capricorn is a leading London-based mortgage and protection advisory firm operating an Appointed Representative model and soon launching a Directly Authorised arm.
We support a high-performing network of self-employed advisers through strong operational infrastructure, proportionate supervision and a culture focused on accountability, professionalism and positive customer outcomes. Compliance is seen as an enabler of good advice and sustainable growth.
The opportunity:
We are looking for a Compliance Supervisor to deliver day-to-day supervision, training and regulatory support to mortgage and protection advisers.
This is a first-line operational compliance role focused on coaching advisers, identifying risks early and supporting strong Consumer Duty outcomes while working closely with the Compliance Director and senior regulatory leadership.
The role:
• Conduct regular one-to-one supervisory reviews with advisers
• Provide coaching, feedback and regulatory guidance
• Support new advisers through the competency process
• Help existing advisers maintain competence and regulatory standards
• Produce clear supervision notes and compliance evidence
• Identify risks or trends and escalate where appropriate
• Act as a key point of contact for adviser compliance queries
• Build strong relationships with internal teams and network partners
• Maintain up-to-date regulatory knowledge through CPD
• Support compliance initiatives and business projects when required
About you:
• Strong communication and relationship-building skills
• Ability to coach and influence advisers
• Organised with strong attention to detail
• Professional, proactive and confident in challenging when needed
• Comfortable working independently and within a compliance team
Knowledge & Qualifications
• Good knowledge of FCA regulation within mortgage and protection advice
• Understanding of Training & Competence frameworks and Consumer Duty
• CeMAP (or equivalent) – essential
Desirable
• Diploma Level 4 qualification
• J07 – Supervision in a Regulated Environment
• Experience supporting or supervising advisers